Thompson Davis & Co., Inc. is dually registered as a broker/dealer and an investment advisor.
In its broker/dealer capacity, Thompson Davis & Co., Inc. is a member of the Financial Industry Regulatory Authority (FINRA) and offers primarily non-discretionary brokerage services.
Thompson Davis & Co., Inc. is a member of the Securities Investor Protection Corporation (SIPC).
Thompson Davis Asset Management is the investment advisory arm of Thompson Davis & Co., Inc. Thompson Davis Asset Management is a Securities and Exchange Commission (SEC) Registered Investment Advisor which offers discretionary investment advisory services.
Registration of an Investment Advisor does not imply any level of skill or training.
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The information contained herein is based on sources believed to be reliable but is neither all-inclusive nor guaranteed by Thompson, Davis & Co. (TD & Co).
Opinions, if any, reflect our judgment at this time and are subject to change.
TD & Co. does not undertake to advise you of changes in its opinion or information.
In the course of our firm's regular business, we may be long or short in the securities mentioned and may make purchases and/or sales of them or options to purchase or sell them from time to time in the open market, as a market maker or otherwise, including purchases from or sales to customers on a principal basis.
In addition, from time to time, TD & Co., its officers or employees, including the analyst(s) who prepared this report, may have a position in the securities mentioned in this report.
The information and opinions contained in this report are subject to change without notice.
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Most companies TD & Co. follows are emerging growth companies whose securities typically involve a higher degree of risk and more volatility than the securities of more established companies.
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