Important Information

Thompson Davis & Co., Inc. is dually registered as a broker/dealer and an investment advisor. In its broker/dealer capacity, Thompson Davis & Co., Inc. is a member of the Financial Industry Regulatory Authority (FINRA) and offers primarily non-discretionary brokerage services. Thompson Davis & Co., Inc. is a member of the Securities Investor Protection Corporation (SIPC).

Thompson Davis Asset Management is the investment advisory arm of Thompson Davis & Co., Inc. Thompson Davis Asset Management is a Securities and Exchange Commission (SEC) Registered Investment Advisor which offers discretionary investment advisory services. Registration of an Investment Advisor does not imply any level of skill or training.

Disclaimer

Please read the terms and conditions carefully. By accessing and using this web site, you agree to be bound by the terms and conditions below. If you do not agree to the terms and conditions below, do not access or use this web site. The information contained herein is based on sources believed to be reliable but is neither all-inclusive nor guaranteed by Thompson, Davis & Co. (TD & Co). Opinions, if any, reflect our judgment at this time and are subject to change. TD & Co. does not undertake to advise you of changes in its opinion or information. In the course of our firm's regular business, we may be long or short in the securities mentioned and may make purchases and/or sales of them or options to purchase or sell them from time to time in the open market, as a market maker or otherwise, including purchases from or sales to customers on a principal basis. In addition, from time to time, TD & Co., its officers or employees, including the analyst(s) who prepared this report, may have a position in the securities mentioned in this report. The information and opinions contained in this report are subject to change without notice. Past performance is not indicative of future results. Most companies TD & Co. follows are emerging growth companies whose securities typically involve a higher degree of risk and more volatility than the securities of more established companies. The securities discussed in the reports included in TD & Co. research may be unsuitable for investors depending on their specified investment objectives and financial situation and needs. No report included in TD & Co. research is a recommendation that any particular investor should purchase or sell any particular security in any amount or at all, and is not a olicitation of any offer to purchase or sell from or to any particular investor. For additional information that may be available on the securities mentioned, please contact TD & Co. TD & Co. is not providing or offering to provide personalized investment advice through this site. This site has been published in the United States for residents of the United States only. Nothing on this site shall be construed to be a solicitation to buy or offer to sell any security, product or service to any non-U.S. investor or any investor in a state where TD & Co. is not registered to do business. TD & Co. is not responsible for the content of other websites to which this one may be linked and reserves the right to remove such links.
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